Pairwise comparison

The residue by residue scores can be used directly in the sequence alignment algorithm of Needleman & Wunsch [Needleman & Wunsch, 1970] to obtain the comparison of two protein sequences or structures. The only difference between the two types of comparison is in the type of the comparison matrix. In the case of sequence, the amino acid substitution matrix is used. In the case of 3D structure, the Euclidean distance (or some function of it) between two equivalent atoms in the current optimal superposition is used [Šali & Blundell, 1990].

The problem of the optimal alignment of two sequences as addressed by
the algorithm of Needleman & Wunsch is as follows. We are given two
sequences of elements and an
times
score matrix
where
and
are the numbers of elements in the first and second
sequence. The scoring matrix is composed of scores
describing
differences between elements
and
from the first and second
sequence respectively. The goal is to obtain an optimal set of
equivalences that match elements of the first sequence to the elements
of the second sequence. The equivalence assignments are subject to the
following “progression rule”: for elements
and
from the
first sequence and elements
and
from the second sequence, if
element
is equivalenced to element
, if element
is
equivalenced to element
and if
is greater than
,
must also be greater than
. The optimal set of equivalences is the
one with the smallest alignment score. The alignment score is a sum of
scores corresponding to matched elements, also increased for
occurrences of non-equivalenced elements (*ie* gaps). For a detailed
discussion of this and related problems see [Sankoff & Kruskal, 1983].

We summarize the dynamic programming formulae used by MODELLER to obtain the optimal alignment since they differ slightly from those already published [Sellers, 1974,Gotoh, 1982]. The recursive dynamic programming formulae that give a matrix are:

where is a linear gap penalty function:

Note that only a vector is needed for the storage of and . The uppermost formula in Eq. A.1 is calculated for and . Variable is a gap length and parameters and are gap-penalty constants.

The arrays , and are initialized as follows:

where parameter is the maximal number of elements at sequence termini which are not penalized with a gap-penalty if not equivalenced. A segment at the terminus of length is termed an “overhang”. Note a difference from [Gotoh, 1982] in the initialization of the and arrays. Also note that only vectors and need to be stored in computer, not the whole arrays.

The minimal score is obtained from

where to allow for the overhangs. The equivalence assignments are obtained by backtracking in matrix . Backtracking starts from the element .

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